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Legal and Regulatory Disclosures

Effective Date: August 17, 2026

Quiet Waters Capital LLC, doing business as Quiet Waters Advisors (“Quiet Waters”), provides merger and acquisition advisory and related strategic advisory services to privately held businesses.

Regulatory Status

Quiet Waters is not a registered broker-dealer and is not a member of the Financial Industry Regulatory Authority (“FINRA”) or the Securities Investor Protection Corporation (“SIPC”).

Quiet Waters provides M&A advisory services in connection with qualifying privately held company transactions pursuant to applicable exemptions from broker-dealer registration, including, where applicable, the M&A broker exemption under Section 15(b)(13) of the Securities Exchange Act of 1934 and applicable state laws, regulations, orders, interpretations, and exemptions.

Services are offered only in jurisdictions and in connection with transactions in which Quiet Waters is appropriately authorized or exempt from applicable registration or licensing requirements.

The availability and scope of Quiet Waters' services may therefore vary depending on the circumstances, structure, size, parties, and jurisdictions involved in a particular transaction.

M&A Advisory Services

Quiet Waters focuses on advisory services involving privately held businesses, including business sales, recapitalizations, and related strategic transactions.

Certain services or transaction structures may be outside the scope of applicable exemptions from broker-dealer registration or other licensing requirements. Quiet Waters does not undertake services requiring registration or licensure unless appropriately registered, licensed, or otherwise permitted to provide such services.

Nothing on this website constitutes an offer to sell, or a solicitation of an offer to buy, any security.

No Investment, Legal, Tax, Accounting, or Wealth Management Advice

Quiet Waters provides M&A and strategic advisory services and does not provide legal, tax, accounting, investment advisory, wealth management, or financial planning services.

Information provided on this website is for general informational and educational purposes only and should not be construed as legal, tax, accounting, investment, securities, wealth management, or other professional advice.

Clients and prospective clients should consult their own attorneys, accountants, tax advisors, wealth advisors, and other appropriate professionals regarding their individual circumstances.

Valuations, Market Data, and Transaction Information

Any valuation ranges, transaction multiples, market statistics, industry information, financial information, or similar materials presented by Quiet Waters are provided for informational and illustrative purposes unless expressly stated otherwise.

Such information may be derived from publicly available information, third-party sources, historical transactions, market observations, estimates, or other information believed to be relevant. Quiet Waters does not represent that such information is complete, current, or applicable to any particular company or transaction.

Business valuations and transaction outcomes depend on numerous factors, including financial performance, company-specific characteristics, market conditions, buyer interest, financing availability, transaction structure, diligence findings, negotiations, and other circumstances.

No valuation range, transaction multiple, market data point, or other information provided by Quiet Waters constitutes a guarantee or prediction of the value of a business or the outcome of a transaction.

No Guarantee of Transaction Results

M&A transactions involve substantial uncertainty. Quiet Waters does not guarantee that any transaction will be completed or that any particular valuation, purchase price, transaction structure, financing arrangement, timing, or other outcome will be achieved.

Past performance, transaction experience, market conditions, or historical transaction data are not guarantees of future results.

Prior Professional and Transaction Experience

References on this website or in Quiet Waters materials to transaction experience, aggregate transaction value, industries served, operating experience, professional accomplishments, or other experience of Quiet Waters personnel may include experience obtained while such individuals were employed by or affiliated with organizations other than Quiet Waters.

Unless expressly identified as a Quiet Waters engagement, such experience should not be interpreted as a transaction or engagement completed by Quiet Waters Capital LLC or Quiet Waters Advisors.

Prior experience is presented to describe the professional background and qualifications of Quiet Waters personnel and does not guarantee future transaction outcomes.

Third-Party Information

Quiet Waters may reference information obtained from third-party sources that it believes to be reliable. Quiet Waters does not independently verify all third-party information and makes no representation or warranty regarding its accuracy or completeness.

References to third-party companies, organizations, publications, data providers, or other sources do not necessarily constitute an endorsement, affiliation, or recommendation.

Additional Information

Use of this website is subject to our Terms of Use and Privacy Policy.

Questions regarding these disclosures may be directed to:

Quiet Waters Capital LLC
dba Quiet Waters Advisors

Email: info@quietwatersadvisors.com

© 2026 by Quiet Waters Capital, LLC. DBA Quiet Waters Advisors

“The LORD is my shepherd; I have all that I need. He lets me rest in green meadows; he leads me beside quiet waters. He renews my strength. He guides me along right paths, bringing honor to his name.” Psalm 23:1-3

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